Spring 2017 Compliance Conference: Managing Uncertainty :: Speakers
Spring 2017 Compliance Conference: Managing Uncertainty
Gaylord Opryland Resort, Nashville, TN May 1 - 3 2017
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Speakers


Speakers at the NRS 2017 Spring Compliance Conference include:
 

  • Karen Aavik, Senior Vice President / Director – Corporate and Wholesale Practices, KeyBank, N.A.

  • Karen Barr, President and CEO, Investment Adviser Association

  • Anne Buckley, General Counsel and Managing Director – Equity Research and Sales, Arthur W. Wood Company, Inc.

  • Mederic Daigneault, Director, Consulting OperationsNRS

  • M. Owen Donley III, Chief Counsel, Office of Investor Education and Advocacy, U.S. Securities and Exchange Commission

  • John Gebauer, President, NRS

  • Seth Gelman, CCO and Regulatory Counsel, Brookfield Investment Management Inc.

  • Elizabeth Knoblock, Managing Member, Elizabeth M. Knoblock, PLLC

  • David Lui, Co-Editor, Modern Compliance and Principal, Galliard Capital Management

  • Richard Marshall, Partner, Katten Muchin Rosenman LLP

  • Max Mejiborsky, Director, Private Fund Securities, NRS

  • Mike Mena, Associate Consultant, NRS

  • Marilyn Miles, Vice President, ConsultingNRS

  • Tammy Patel, Senior Consultant, NRS

  • Robert Stirling, Executive ConsultantNRS

  • Jennifer Sullivan, Consultant, NRS

  • Amber Tatman, Consultant, NRS

  • Steve Trigili, CCO and AMLCO, Garden State Securities

  • Kurt Wachholz, Executive Consultant, NRS

  • John Walsh, Partner, Sutherland Asbill & Brennin LLP

     


 

Exhibitors
  • Broadridge
  • Chicago Clearing Corporation
  • Starkweather Shepley
  • TD Ameritrade
Testimonials
  • Great Conference - as always!
    Laura Hawkins, Managing Director, Winslow Capital Management
  • This was my first conference and found it beneficial and will be attending more in the future
    Diane Murphy, VP/Compliance Officer, Global Trust Company
  • I highly reccomend NRS.  The programs they offer are the best in the industry.
    Joan Marie Asher, COO/CCO, Moody Alrich Partners
  • This is the third NRS Conference I have attended.  All have been very good, but this one was terrific.
    Annette Bradley, CCO, Davidson and Garrard, Inc
  • Good program, very informative
    Taylor Brewer, Comptroller, LD Lowe Weath Advisory